Thomas James Hayes

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → Present
  Zone 7 Financial Services
  The Woodlands, TX
• 09/2003 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2005 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 11/2005 → Present
  T J Hayes & Co Pllc
  The Woodlands, TX

Previous Registrations

• 2001-09-13 → 2005-09-28
  Zone 7 Financial Services, Llc
  Houston, TX

Other Businesses

(1) A) T J HAYES & CO, PLLC B) INVESTMENT RELATED C) 25511 BUDDE ROAD, SUITE 3303, THE WOODLANDS, TX 77380 D) CPA E) PRESIDENT/OWNER F) 1992 G) 170 HRS/MONTH H) 170 DURING TRADING I) TAX AND ACCOUNTING ADVICE, MANAGE CLIENT RELATIONSHIPS J) OFFICER K) CLIENTS INVOLVED L) $600,000/YEAR. (2) A) HOUSTON ADVANTAGE B) INVESTMENT RELATED D) FIXED INSURANCE E) AGENT F) 2000 G) 10 HRS/MONTH H) 10 DURING TRADING I) SALES AND SERVICE J) NOT AN OFFICER K) NO CLIENTS INVOLVED. (3) A) ZONE 7 FINANCIAL SERVICES, LLC B) INVESTMENT RELATED C) 25511 BUDDE ROAD, SUITE 3303, THE WOODLANDS, TX 77380 D) DBA FOR SECURITIES AND ADVISORY BUSINESS E) PRESIDENT F) 11/2/1999 G) 90 HRS PER MONTH H) 90 DURING TRADING HRS. (4) Hayes Family Realty LLC; Rental of commercial building; Not investment related;3506 Kentwood Dr, Spring, TX 77380; Owner. The commercial building will be owned by myself and will be rented to my CPA Firm and Zones; Start 1/1/2025; 10 hours/month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-17
• S63 Uniform Securities Agent State Law Examination
  1998-08-27

Designations

• Personal Financial Specialist