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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-22
  • TX RA
    APPROVED
    Since 2010-02-22

Branch Locations

25511 Budde Road Suite 2301, The Woodlands, TX 77380 • United States

Galveston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. The Woodlands TX 02/2010 Present
Raymond James Financial Services Advisors, Inc. The Woodlands TX 02/2010 Present
Aventura Retirement Income Partners The Woodlands TX 08/2013 10/2017
Aventura Partners, Llc An Independent Firm The Woodlands TX 02/2010 Present
Aventura Family Office The Woodlands TX 01/2017 Present
  • 02/2010 → Present
    Raymond James Financial Services, Inc.
    The Woodlands, TX
  • 02/2010 → Present
    The Woodlands, TX
  • 08/2013 → 10/2017
    Aventura Retirement Income Partners
    The Woodlands, TX
  • 02/2010 → Present
    Aventura Partners, Llc An Independent Firm
    The Woodlands, TX
  • 01/2017 → Present
    Aventura Family Office
    The Woodlands, TX
Previous Registrations
  • 2005-01-18 → 2010-02-22
    Houston, TX
    Houston, TX
  • 1995-11-14 → 2005-01-18
    Morgan Stanley Dw Inc.
    Thewoodlands, TX
Other Businesses

(1)Name of Business: Aventura Family Office Address: 25511 Budde Rd Ste 2301, The Woodlands, TX, 77380, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner, President, Financial Advisor (2)Name of Business: Aventura Partners, LLC an Independent Firm Address: 25511 Budde Rd Ste 2301, The Woodlands, TX, 77380, United States Activity Type: Support Company - Owner Position/Title: Officer - President, Officer - Secretary Investment Related: No Start Date: 02/17/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President, Secretary (3)Name of Business: Hill, Susan Address: 25511 Budde Rd Ste 2301, The Woodlands, TX, 77380-2099, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for deceased husband's Bypass Trust (4)Name of Business: Pelican Hill Properties, LLC Address: 1503 Sealy Ave, Galveston, TX, 77550, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 09/03/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent and pay bills associated with real estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-04
S63 Uniform Securities Agent State Law Examination 1993-11-30
  • S65 Uniform Investment Adviser Law Examination
    2002-02-04
  • S63 Uniform Securities Agent State Law Examination
    1993-11-30
Other Names
  • Susan Marie Gould
  • Susan Marie Dingle
  • Susan Marie Dingle

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