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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-07 |
Branch Locations
25511 Budde Road Suite 2301, The Woodlands, TX 77380 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | The Woodlands | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 11/2016 | 01/2022 |
| Raymond James Financial Services, Inc. | The Woodlands | TX | 01/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | The Woodlands | TX | 01/2022 | Present |
(1)Name of Business: Aventura LLC Address: 25511 Budde Road, The Woodlands, TX, 77380, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/06/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I rent office space within Aventura LLC building and Aventura serves as my OSJ
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-21 |
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