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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Madison | AL | 05/2018 | 06/2022 |
| Wells Fargo Bank Na | Madison | AL | 05/2013 | 06/2022 |
| Lpl Financial | Madison | AL | 07/2022 | Present |
| Redstone Federal Credit Union | Madison | AL | 06/2022 | Present |
1) 7/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Redstone Brokerage Services - Investment Related - At Reported Business Location(s) 2) 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Redstone Federal Credit Union - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-13 |
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