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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-15 |
Branch Locations
45 William St, Wellesley Hills, MA 02481 • United States
919 Gateway Commons Cir, Wake Forest, NC 27587 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western & Southern Life | Raleigh | NC | 02/2018 | 03/2019 |
| W&S Brokerage Services | Cincinnati | OH | 10/2018 | 03/2019 |
| Unemployed | Raleigh | NC | 08/2016 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 03/2019 | Present |
| Bank Of America, N.A. | Raleigh | NC | 04/2019 | Present |
I*122319 For profit or not for profit: For-Profit Organization Name of outside business organization: n/a - Overtime Sports (informal name) Investment related: N Address of business: Raleigh, North Carolina 27616 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 7/1/1995 Number of hours devoted: 60 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of a retail sports souvenir business - only open on the weekend;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-13 |
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