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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-15
  • NC RA
    APPROVED
    Since 2019-07-15

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

919 Gateway Commons Cir, Wake Forest, NC 27587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western & Southern Life Raleigh NC 02/2018 03/2019
W&S Brokerage Services Cincinnati OH 10/2018 03/2019
Unemployed Raleigh NC 08/2016 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 03/2019 Present
Bank Of America, N.A. Raleigh NC 04/2019 Present
  • 02/2018 → 03/2019
    Western & Southern Life
    Raleigh, NC
  • 10/2018 → 03/2019
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2016 → 01/2018
    Unemployed
    Raleigh, NC
  • 03/2019 → Present
    Raleigh, NC
  • 04/2019 → Present
    Bank Of America, N.A.
    Raleigh, NC
Other Businesses

I*122319 For profit or not for profit: For-Profit Organization Name of outside business organization: n/a - Overtime Sports (informal name) Investment related: N Address of business: Raleigh, North Carolina 27616 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 7/1/1995 Number of hours devoted: 60 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of a retail sports souvenir business - only open on the weekend;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-12
S63 Uniform Securities Agent State Law Examination 2018-10-13
  • S66 Uniform Combined State Law Examination
    2019-07-12
  • S63 Uniform Securities Agent State Law Examination
    2018-10-13
Other Names
  • Barry A Venick
  • Barry Venick

View on SEC IAPD

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