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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-15 |
| IA | RA | APPROVED | 2020-10-02 |
Branch Locations
2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States
210 E 5Th St Ste 4, Carroll, IA 51401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Des Moines | IA | 04/2018 | 10/2020 |
| United States Navy | Pensacola | FL | 05/2016 | 11/2017 |
| Unemployed | Urbandale | IA | 10/2017 | 04/2018 |
| Bank Of America, N.A. | West Des Moines | IA | 07/2018 | 10/2020 |
| Ameriprise Financial Services Inc | West Des Moines | IA | 10/2020 | 10/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | West Des Moines | IA | 10/2020 | Present |
Business Ownership; Andrew M. Pick LLC; Not applicable.; No business function.; 2600 Westown Pkwy, , West Des Moines, IA, 50266; Investment-Related; 01/29/2021; 0 hours per month; 0 during trading hours. Outside Employment; Andrew M. Pick, LLC; Member - Manage expenses of practice; ; 2600 Westown Pkwy, , West Des Moines, IA, 50266; Investment-Related; 01/29/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-01 |
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