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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-29
IA RA APPROVED 2000-06-22
  • TX RA
    APPROVED_RES
    Since 2013-08-29
  • IA RA
    APPROVED
    Since 2000-06-22

Branch Locations

2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States

Woodward, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Des Moines IA 09/2005 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Business Ownership; wps llc; ; I will be setting up an LLC for myself; 29490 190th st Woodward, Ia 50276, ,; Not Investment-Related; 05/01/2017; 1 to 9 hours per month; 0 during trading hours / South Dakota Pheasant Ventures; Consultant of a hunting Lodge; guided tours hunting and rental; 5970 Ford trail, , Norwalk, IA, 50211; Not Investment-Related; 10/25/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-01
  • S66 Uniform Combined State Law Examination
    2000-06-01

View on SEC IAPD

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