Conor J Boffeli

Current Employers

Employment History

• 10/2016 → 09/2019
  Northwestern Mutual Investment Services Llc
  Urbandale, IA
• 09/2016 → 10/2016
  Edward Mcgill
  Urbandale, IA
• 10/2016 → 09/2019
  Edward Mcgill
  Urbandale, IA
• 04/2017 → 09/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2016 → 09/2019
  Mcgill Junge Wealth Management
  Urbandale, IA
• 09/2019 → 08/2022
  Principal Life Insurance Company
  Wdm, IA
• 09/2019 → 08/2022
  Principal Securities Inc
  Wdm, IA
• 09/2019 → 10/2024
  Bral Niedert Wealth Advisors
  West Des Moines, IA
• 08/2022 → 10/2024
  Commonwealth Financial Network
  San Diego, CA
• 10/2024 → Present
  Principal Securities, Inc.
  West Des Moines, IA
• 10/2024 → Present
  Aligned Wealth Advisors
  West Des Moines, IA

Previous Registrations

• 2022-08-09 → 2024-10-29
  Commonwealth Financial Network
  West Des Moines, IA
  San Diego, CA
• 2019-09-04 → 2022-08-17
  Principal Securities, Inc.
  West Des Moines, IA
  West Des Moines, IA

Other Businesses

**ALIGNED WEALTH ADVISORS (DBA) POSITION: Founding Partner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 10/29/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: All normal IAR activities as approved by Principal Securities. Paid via commissions and fees from clients. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2024 ADDRESS: 6701 Westown Pkwy, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: life insurance, disability insurance, annuities, long term care, health, Medicare supplements, group benefits. **UNITED WAY OF CENTRAL IOWA POSITION: Essential Needs Cabinet NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 1111 9th Street, #100, Des Moines IA 50314, United States DESCRIPTION: Essential needs cabinet member. Review non-profit applications and participate in funding decisions. There are 10 other members of this cabinet. Meet quarterly. **CJB HOLDING COMPANY, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 1017 45th Street, West Des Moines IA 50266, United States DESCRIPTION: This is an LLC tied to my wealth management practice. The LLC is for overhead, tax, liability purposes and is taxed as an S-Corp at the direction of my CPA. It is a one member LLC. **POLK COUNTY I CLUB POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1017 45th Street, West Des Moines IA 50266, United States DESCRIPTION: Board member. 40 other board members. Help with event planning, fundraising, and ongoing support of University of Iowa Athletics programs. There are monthly board meetings. I do not attend all of them. **CAN PLAY POSITION: Advisory Board NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 6500 Grand Ave, West Des Moines IA 50266, United States DESCRIPTION: Advisory Board member. Provide ongoing guidance in relation to operations, fundraising, and program development. 15 others sit on this board. We meet 1x a year.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-06

Designations

Other Names

• Conor J Boffeli
• Conor James Boffeli
• Conor Boffeli