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Thomas Stuart Breitbach

Vivid Wealth Management, LLC

West Des Moines, IA

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Current Employers
Vivid Wealth Management, Llc

2600 Westown Parkway Suite 150, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-10
IA RA APPROVED 2022-11-11
  • TX RA
    APPROVED
    Since 2025-12-10
  • IA RA
    APPROVED
    Since 2022-11-11

Branch Locations

2600 Westown Parkway Suite 150, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brokers Financial Urbandale IA 01/2015 08/2022
Vivid Wealth Management, Llc West Des Moines IA 02/2022 Present
Vivid Tax Advisory Services West Des Moines IA 08/2022 08/2022
  • 01/2015 → 08/2022
    Brokers Financial
    Urbandale, IA
  • 02/2022 → Present
    Vivid Wealth Management, Llc
    West Des Moines, IA
  • 08/2022 → 08/2022
    Vivid Tax Advisory Services
    West Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-17
S65 Uniform Investment Adviser Law Examination 2015-02-03
  • S63 Uniform Securities Agent State Law Examination
    2015-04-17
  • S65 Uniform Investment Adviser Law Examination
    2015-02-03
Designations
Other Names
  • Tommy S Breitbach

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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