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Thomas Stuart Breitbach

Vivid Wealth Management, LLC

West Des Moines, IA

CRD 6438895

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Employer firm

Vivid Wealth Management, LLC CRD 322974

$291M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Vivid Wealth Management, Llc

2600 Westown Parkway Suite 150, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-10
IA RA APPROVED 2022-11-11
  • TX RA
    APPROVED
    Since 2025-12-10
  • IA RA
    APPROVED
    Since 2022-11-11

Branch Locations

2600 Westown Parkway Suite 150, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brokers Financial Urbandale IA 01/2015 08/2022
Vivid Wealth Management, Llc West Des Moines IA 02/2022 Present
Vivid Tax Advisory Services West Des Moines IA 08/2022 08/2022
  • 01/2015 → 08/2022
    Brokers Financial
    Urbandale, IA
  • 02/2022 → Present
    Vivid Wealth Management, Llc
    West Des Moines, IA
  • 08/2022 → 08/2022
    Vivid Tax Advisory Services
    West Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-17
S65 Uniform Investment Adviser Law Examination 2015-02-03
  • S63 Uniform Securities Agent State Law Examination
    2015-04-17
  • S65 Uniform Investment Adviser Law Examination
    2015-02-03
Designations
  • Chartered Financial Analyst
Other Names
  • Tommy S Breitbach

View on SEC IAPD

Nearby Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.

Nearby Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE

Nearby Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

More in West Des Moines, IA

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