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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States

2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Des Moines IA 09/2005 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Grant Woods Lot 1, Waukee, IA, ,; Not Investment-Related; 09/05/2016 / Lot/Land; Grant Woods Lot 20, ,; Not Investment-Related; 10/03/2016 / Lot/Land; 15705 University Avenue, , Waukee, IA, 50263; Not Investment-Related; 03/02/2020 / Lot/Land; Greenway Crossing Plat 1 Lot 16, W. Des Moines IA, ,; Investment-Related; 06/01/2014 / Lot/Land; Grant Woods Lot 2 and 3, ,; Not Investment-Related; 09/25/2015. Business Ownership; MDBB1,LLC; Owner; This is an LLC to build a property in the future; 1181 SE Grant Woods Ct, , Waukee, IA, 50263; Investment-Related; 08/01/2014; 1 to 9 hours per month; 0 during trading hours / DTF, LLC; Management; Payroll, business expenses; 2600 Westown Pkwy Ste 210, , West Des Moines, IA, 50266; Not Investment-Related; 11/01/2014; 1 to 9 hours per month; 0 during trading hours / Planners Tax and Accounting; Partial owner only; Tax Preparation; 2600 Westown Pkwy Ste 230, , West Des moines, IA, 50266; Not Investment-Related; 01/05/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Boys and Girls Club of Iowa; Board of Trustee; 1350 E Washington DesMoines Ia 50314, ,; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-02
  • S63 Uniform Securities Agent State Law Examination
    1987-02-02
Designations
Other Names
  • Deniz Tuncay Moore

View on SEC IAPD

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