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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 1999-01-01
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Des Moines IA 09/2005 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Business Ownership; JRC Farming, LLC; I am 20% ownership of the LLC; Real Estate; 812 West 10th Ave N, , Clear Lake, IA, 50428; Not Investment-Related; 07/30/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-11
  • S63 Uniform Securities Agent State Law Examination
    1986-11-11

View on SEC IAPD

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