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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-05
CO RA APPROVED 2021-10-15
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • CO RA
    APPROVED
    Since 2021-10-15

Branch Locations

9175 E Kenyon Ave Suite 100, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Advisor Golden CO 05/2017 05/2018
Hillstone Restaurant Group Denver CO 12/2015 08/2017
New York Life Insurance Company Denver CO 04/2018 06/2021
Nylife Securities, Llc Denver CO 10/2018 06/2021
Cambridge Investment Research Inc. Fairfield IA 06/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2021 Present
  • 05/2017 → 05/2018
    Home Advisor
    Golden, CO
  • 12/2015 → 08/2017
    Hillstone Restaurant Group
    Denver, CO
  • 04/2018 → 06/2021
    New York Life Insurance Company
    Denver, CO
  • 10/2018 → 06/2021
    Nylife Securities, Llc
    Denver, CO
  • 06/2021 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 10/2021 → Present
    Fairfield, IA
Other Businesses

1) GRACEFUL TRANSITIONS, 9175 E KENYON AVE, SUITE 100, DENVER, CO, 01/2023, PRESIDENT, NETWORKING GROUP, NIR, 5 HR/MO, 3 HR/MO TRADING. 2) LOTUS FINANCIAL PARTNERS, 9175 E Kenyon Ave, Suite 100, Denver CO 80237, 06/2021, Employee, Financial Advisor, INV REL, 160 HR/MO - 120 HR/MO TRADING. 3) CIRA, AS ADVISORY REP OF AN RIA 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2021, INV REL-80 HR/MONTH-80 HR/MONTH TRADING. 4) CANYONERO SERVICES, INCORPORATED, Denver CO, 06/2021, W-2 Employee, Administrative Securities Work, INV REL, 110 HR/MO - 110 Trading 5) CROCKETT FARM, LLC, Kokomo IN, 04/2023, Board Member for Family Farm, NIR, 0 HR/MO - 0 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2020-06-23
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2020-06-23

View on SEC IAPD

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