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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-05 |
| CO | RA | APPROVED | 2021-10-15 |
Branch Locations
9175 E Kenyon Ave Suite 100, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Home Advisor | Golden | CO | 05/2017 | 05/2018 |
| Hillstone Restaurant Group | Denver | CO | 12/2015 | 08/2017 |
| New York Life Insurance Company | Denver | CO | 04/2018 | 06/2021 |
| Nylife Securities, Llc | Denver | CO | 10/2018 | 06/2021 |
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2021 | Present |
1) GRACEFUL TRANSITIONS, 9175 E KENYON AVE, SUITE 100, DENVER, CO, 01/2023, PRESIDENT, NETWORKING GROUP, NIR, 5 HR/MO, 3 HR/MO TRADING. 2) LOTUS FINANCIAL PARTNERS, 9175 E Kenyon Ave, Suite 100, Denver CO 80237, 06/2021, Employee, Financial Advisor, INV REL, 160 HR/MO - 120 HR/MO TRADING. 3) CIRA, AS ADVISORY REP OF AN RIA 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2021, INV REL-80 HR/MONTH-80 HR/MONTH TRADING. 4) CANYONERO SERVICES, INCORPORATED, Denver CO, 06/2021, W-2 Employee, Administrative Securities Work, INV REL, 110 HR/MO - 110 Trading 5) CROCKETT FARM, LLC, Kokomo IN, 04/2023, Board Member for Family Farm, NIR, 0 HR/MO - 0 Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-23 |
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