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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-06
  • IN RA
    APPROVED
    Since 2023-02-06

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 06/2021 09/2022
Raymond James Financial Services, Inc. Carmel IN 05/2018 08/2018
Don Hinds Ford Fishers IN 05/2015 08/2019
Indiana University Bloomington IN 08/2016 05/2021
Capital Group - American Funds Distributors, Inc. Carmel IN 09/2022 04/2024
Capital Group - American Funds, Inc. Carmel IN 04/2024 Present
  • 06/2021 → 09/2022
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 05/2018 → 08/2018
    Raymond James Financial Services, Inc.
    Carmel, IN
  • 05/2015 → 08/2019
    Don Hinds Ford
    Fishers, IN
  • 08/2016 → 05/2021
    Indiana University
    Bloomington, IN
  • 09/2022 → 04/2024
    Capital Group - American Funds Distributors, Inc.
    Carmel, IN
  • 04/2024 → Present
    Capital Group - American Funds, Inc.
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-04
S63 Uniform Securities Agent State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2023-02-04
  • S63 Uniform Securities Agent State Law Examination
    2022-01-14

View on SEC IAPD

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