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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-04-19 |
Branch Locations
733 Bishop Street Suite 2200 & 2150, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shriners Hospitals For Children-Hon | Honolulu | HI | 04/2013 | 10/2018 |
| New York Life Insurance Co | Honolulu | HI | 05/2018 | Present |
| Nylife Securities Llc | Honolulu | HI | 01/2019 | Present |
| Keene Financial Group, Llc | Honolulu | HI | 04/2022 | Present |
| Eagle Strategies Llc | Honolulu | HI | 04/2023 | Present |
[Family Programs Hawaii; Family Programs Hawaii is a 501 (c) 3 nonprofit organization. Their mission statement is, "We strengthen youth and families in the child welfare system through high quality preventive, support and transition services."; 801 S. King Street, Honolulu, Hawaii 96813; Start Date 06/2019; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 841 Bishop Street, Suite 1900 Honolulu, HI 96813; Start Date 11/2021; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF KEENE FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HONOLULU, HI; START DATE: 04/2022] [NYLARC Holding Company Inc.; New York Life Agents Reinsurance; 51 Madison Avenue, New York, NY 10010; Start Date 11/2023; Role/Title: Passive Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Keene and Associates, LLC - Dormant Company; ; PO Box 641 Kailua, Hawaii 96734; Start Date 05/2009; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-15 |
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