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Kristen Marie Lahey

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Littleton, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-12-09
  • CO RA
    APPROVED
    Since 2020-12-09

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

8500 W Bowles Ave, Littleton, CO 80123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Littleton CO 08/2000 Present
Wells Fargo Clearing Services, Llc Littleton CO 04/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2020-12-09
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Other Names
  • Kristen Marie Shenefelt
  • Kristen Marie Lahey
  • Kristen Lahey

View on SEC IAPD

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