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Michael Anthony Canzone

Canter Wealth

La Jolla, CA

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Current Employers
Canter Wealth

7825 Fay Avenue Suite 140, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2022-01-10
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2022-01-10

Branch Locations

7825 Fay Avenue Suite 140, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Diego CA 11/2011 12/2017
Nautilus Advsiors Llc San Diego CA 12/2017 02/2018
Canter Wealth San Diego CA 03/2018 Present
  • 11/2011 → 12/2017
    Ameriprise Financial Services, Inc.
    San Diego, CA
  • 12/2017 → 02/2018
    Nautilus Advsiors Llc
    San Diego, CA
  • 03/2018 → Present
    Canter Wealth
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-16
S63 Uniform Securities Agent State Law Examination 1999-03-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-16
  • S63 Uniform Securities Agent State Law Examination
    1999-03-16
Designations
Other Names
  • Michael Canzone
  • Mike Canzone

View on SEC IAPD

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Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

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