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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-08 |
Branch Locations
12580 University Drive Suite 100, Fort Myers, FL 33907-5672 • United States
375 Fifth Ave South Suite 101, Naples, FL 34102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 04/2018 | 10/2020 |
| Core Benefits | Hampstead | NH | 06/2016 | 03/2018 |
| Unemployed | Raymond | NH | 10/2014 | 09/2016 |
| Charles Schwab & Co., Inc. | Fort Myers | FL | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Fort Myers | FL | 08/2021 | Present |
| Unemployed | Cape Coral | FL | 10/2020 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-03 |
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