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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-08-27 |
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
333 S 7Th St Suite 1960, Minneapolis, MN 55402-2422 • United States
Farmington, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Minneapolis | MN | 08/2018 | 10/2019 |
| Massmutual | Minneapolis | MN | 04/2018 | 10/2019 |
| Posh Jesmer | St. Paul | MN | 09/2016 | 05/2018 |
| University Of St. Thomas | St. Paul | MN | 09/2014 | 05/2018 |
| Amboy Cottage Cafe | Amboy | MN | 07/2013 | 12/2017 |
| Thin Film Technology Corporation | North Mankato | MN | 06/2015 | 09/2017 |
| Ameriprise Financial Services, Inc | Minneapolis | MN | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Outside Employment; Heritage Wealth Advisors LLC; Registered staff employee; Manage advisory business; 333 South 7th Street, Suite 1960, Minneapolis, MN, 55402; Investment-Related; 09/20/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-10 |
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