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Current Employers
Applied Wealth Management

5500 Ming Ave Suite 265, Bakersfield, CA 93309 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-15
  • CA RA
    APPROVED
    Since 2022-08-15

Branch Locations

5500 Ming Ave Suite 265, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Santa Monica CA 06/2013 04/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 07/2019
Northwestern Mutual Investment Services Llc Los Angeles CA 08/2018 11/2019
Paul Baboolal Los Angeles CA 07/2019 11/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2019 11/2019
Guardian Life Insurance Company Of America Beverly Hills CA 12/2019 06/2020
Park Avenue Securities Beverly Hills CA 12/2019 06/2020
Guardian Life Insurance Company Encino CA 06/2020 02/2022
Park Avenue Securities Encino CA 06/2020 02/2022
Guardian Life Insurance Company San Ramon CA 02/2022 07/2022
Park Avenue Securities San Ramon CA 02/2022 07/2022
Applied Wealth Management Bakersfield CA 08/2022 Present
  • 06/2013 → 04/2018
    Wells Fargo
    Santa Monica, CA
  • 05/2018 → 07/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2018 → 11/2019
    Los Angeles, CA
  • 07/2019 → 11/2019
    Paul Baboolal
    Los Angeles, CA
  • 10/2019 → 11/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2019 → 06/2020
    Guardian Life Insurance Company Of America
    Beverly Hills, CA
  • 12/2019 → 06/2020
    Park Avenue Securities
    Beverly Hills, CA
  • 06/2020 → 02/2022
    Guardian Life Insurance Company
    Encino, CA
  • 06/2020 → 02/2022
    Park Avenue Securities
    Encino, CA
  • 02/2022 → 07/2022
    Guardian Life Insurance Company
    San Ramon, CA
  • 02/2022 → 07/2022
    Park Avenue Securities
    San Ramon, CA
  • 08/2022 → Present
    Bakersfield, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
  • S66 Uniform Combined State Law Examination
    2019-02-22
Other Names
  • Dominik Yates

View on SEC IAPD

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