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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-08 |
Branch Locations
216 Washington St, Watertown, NY 13601 • United States
84 Bridge St, West Catharge, NY 13619 • United States
1125 Aresnal St., Watertown, NY 13601 • United States
45562 Route 12, Alexandria Bay, NY 13607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Bank System | Dewitt | NY | 01/2020 | 04/2021 |
| Vector Marketing | Syracuse | NY | 12/2018 | 12/2019 |
| Suny College At Oswego | Oswego | NY | 08/2018 | 12/2019 |
| Northwestern Mutual Life Insurance Company | Syracuse | NY | 05/2018 | 09/2018 |
| Afgritech Llc | Watertown | NY | 12/2016 | 05/2018 |
| Unemployed | Carthage | NY | 04/2011 | 12/2016 |
| Lpl Financial Llc | Watertown | NY | 04/2021 | Present |
1.06/02/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Community Investment Services /; Investment Related; at Reported Business Location(s); Start Date 05/28/2021; hrs/mth; hrs during trading 2.08/18/2021; Community Investment Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/09/2021; 10hrs/mth; 10hrs during trading 3.04/04/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services / Nottingham Investment Services, Inc.; Investment Related; at Reported Business Location(s); Start Date 04/04/2025; hrs/mth; hrs during trading 4.05/20/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name North Country Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
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