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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

216 Washington St, Watertown, NY 13601 • United States

84 Bridge St, West Catharge, NY 13619 • United States

1125 Aresnal St., Watertown, NY 13601 • United States

45562 Route 12, Alexandria Bay, NY 13607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Bank System Dewitt NY 01/2020 04/2021
Vector Marketing Syracuse NY 12/2018 12/2019
Suny College At Oswego Oswego NY 08/2018 12/2019
Northwestern Mutual Life Insurance Company Syracuse NY 05/2018 09/2018
Afgritech Llc Watertown NY 12/2016 05/2018
Unemployed Carthage NY 04/2011 12/2016
Lpl Financial Llc Watertown NY 04/2021 Present
  • 01/2020 → 04/2021
    Community Bank System
    Dewitt, NY
  • 12/2018 → 12/2019
    Vector Marketing
    Syracuse, NY
  • 08/2018 → 12/2019
    Suny College At Oswego
    Oswego, NY
  • 05/2018 → 09/2018
    Northwestern Mutual Life Insurance Company
    Syracuse, NY
  • 12/2016 → 05/2018
    Afgritech Llc
    Watertown, NY
  • 04/2011 → 12/2016
    Unemployed
    Carthage, NY
  • 04/2021 → Present
    Watertown, NY
Other Businesses

1.06/02/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Community Investment Services /; Investment Related; at Reported Business Location(s); Start Date 05/28/2021; hrs/mth; hrs during trading 2.08/18/2021; Community Investment Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/09/2021; 10hrs/mth; 10hrs during trading 3.04/04/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services / Nottingham Investment Services, Inc.; Investment Related; at Reported Business Location(s); Start Date 04/04/2025; hrs/mth; hrs during trading 4.05/20/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name North Country Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 160hrs/mth; 160hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
  • S66 Uniform Combined State Law Examination
    2021-07-06

View on SEC IAPD

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