Cade Patrick Babineaux

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Lafayette, LA
• 11/2016 → 11/2019
  Wells Fargo Clearing Services, Llc
  Lafayette, LA
• 11/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Thibodaux, LA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Thibodaux, LA

Previous Registrations

• 2016-09-12 → 2019-11-06
  Wells Fargo Clearing Services, Llc
  Lafayette, LA
• 2005-01-10 → 2007-05-18
  Osaic Wealth, Inc.
  Lafayette, LA
  Lafayette, LA
• 2002-05-03 → 2002-08-05
  Prudential Equity Group, Llc
  Lafayette, LA

Other Businesses

Business Ownership; Other; Other; 505 Alonda, , Lafayette, LA, 70503; Not Investment-Related; 09/15/2005; 0 hours per month; 0 during trading hours / Co-owner; Other; 132 Rue Colette, Suite A, Thibodaux, LA, 70301; Not Investment-Related; 10/15/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-30
• S63 Uniform Securities Agent State Law Examination
  1999-04-20
• S65 Uniform Investment Adviser Law Examination
  1999-04-20

Other Names

• Cade Babineaux