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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • LA RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

909 Canal Boulevard, Thibodaux, LA 70301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Kenner LA 12/1998 03/2017
Metlife Securities Inc. Kenner LA 12/1998 03/2017
Massmutual Life Insurance Co Thibodaux LA 07/2016 Present
Mml Investors Services, Llc Thibodaux LA 03/2017 Present
  • 12/1998 → 03/2017
    Metropolitan Life Insurance Company
    Kenner, LA
  • 12/1998 → 03/2017
    Metlife Securities Inc.
    Kenner, LA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Thibodaux, LA
  • 03/2017 → Present
    Thibodaux, LA
Previous Registrations
  • 2002-11-13 → 2017-03-25
    Msi Financial Services, Inc.
    Thibodaux, LA
    Metairie, LA
    Thibodaux, LA
    Thibodaux, LA
Other Businesses

(1) Name: Lake Lots in Rienzi Place Homeowner's Association Inv rel: N Add: At Residential Address Nature: other Position: Treasurer Start date: 03/2009 No. Hr/Mo: 3 No. Hr/Mo during sec trading: 0 Describe duties: Treasurer of homeowners association. (2) Name: Broussard Capital Holdings LLC Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 01/2006 No. Hr/Mo: 0 No. Hr/Mo during sec trading: 0. (3) Name: Bart Broussard/Broussard Wealth Management Inv rel: Y Add: 909 Canal Blvd Thibodaux lA 70301 Nature: Outside Insurance; Individual Life, P&C, Health Position: Agent Start date: 01/1999 No. Hr/Mo: 10 No. Hr/Mo during sec trading: 0. (4) Name: Broussard Timber Holdings LLC Inv Rel: Y Add: Residential Address Nature: LLC created to hold my Timber Farm for liability purposes Position: Member/Manager Start Date: 04/27/2023 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 0 Duties: Manage timber on my property and harvest it for income every 5-10 years. (5) Name: Broussard Wealth Management, LLC Inv Rel: Y Addr: At residential address Nature: LLC Created for Office/Business Expenses Position: Member/Manager Start Date: 06/07/2023 No. Hr/Mo: 1No. Hr/Mo During Sec Trading: 1 Duties: Manage expenses from my office building and business expenses.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-02-25
Designations

View on SEC IAPD

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