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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

1241 St Charles Street, Houma, LA 70360 • United States

716 N Canal Blvd, Thibodaux, LA 70301 • United States

7910 Main Street, Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Houma LA 12/2011 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Houma LA 08/2022 Present
Hancock Whitney Bank Houma LA 12/2011 Present
  • 12/2011 → 08/2022
    Hancock Investment Services, Inc.
    Houma, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Houma, LA
  • 12/2011 → Present
    Hancock Whitney Bank
    Houma, LA
Previous Registrations
  • 2012-01-10 → 2022-08-10
    Houma, LA
    New Orleans, LA
    Luling, LA
    Galliano, LA
    Houma, LA
    Prairieville, LA
    Morgan City, LA
    Houma, LA
    Raceland, LA
    Houma, LA
    Chauvin, LA
    Vacherie, LA
    Morgan City, LA
    Berwick, LA
    Franklin, LA
    Thibodaux, LA
    Houma, LA
    Houma, LA
  • 2011-08-02 → 2011-12-31
    Thibodaux, LA
    San Diego, CA
    Thibodaux, LA
    Houma, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2011-07-29
Other Names
  • Benton Thomas Ayo

View on SEC IAPD

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