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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-04-18
  • LA RA
    APPROVED
    Since 2023-04-18

Branch Locations

716 North Canal Boulevard, Thibodaux, LA 70301 • United States

1241 St. Charles Street, Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Coast Consultants Houma LA 01/2016 07/2018
Nicholls State University Thibodaux LA 08/2018 06/2019
Terreborne Parish Da Office Houma LA 06/2019 09/2019
Nicholls State University Thibodaux LA 09/2019 01/2021
Hancock Whitney Investment Services, Inc. Thibodaux LA 01/2021 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Hancock Whitney Bank Thibodaux LA 08/2022 Present
Cetera Investment Advisers Llc Thibodaux LA 04/2023 Present
  • 01/2016 → 07/2018
    Delta Coast Consultants
    Houma, LA
  • 08/2018 → 06/2019
    Nicholls State University
    Thibodaux, LA
  • 06/2019 → 09/2019
    Terreborne Parish Da Office
    Houma, LA
  • 09/2019 → 01/2021
    Nicholls State University
    Thibodaux, LA
  • 01/2021 → 08/2022
    Hancock Whitney Investment Services, Inc.
    Thibodaux, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Hancock Whitney Bank
    Thibodaux, LA
  • 04/2023 → Present
    Thibodaux, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-12
  • S66 Uniform Combined State Law Examination
    2023-04-12

View on SEC IAPD

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