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Stella Rosa Esparza

Morgan Stanley

Colorado Springs, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-28
CO RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-28
  • CO RA
    APPROVED
    Since 2021-10-11

Branch Locations

121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colorado Springs CO 07/2021 Present
Era Environmental Pueblo CO 05/2017 08/2017
Regents Of The University Of Colorado Denver CO 09/2017 05/2021
Morgan Stanley Colorado Springs CO 05/2018 08/2018
Morgan Stanley Colorado Springs CO 05/2019 08/2019
Full Time Education Pueblo CO 07/2011 05/2021
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 07/2021 → Present
    Morgan Stanley
    Colorado Springs, CO
  • 05/2017 → 08/2017
    Era Environmental
    Pueblo, CO
  • 09/2017 → 05/2021
    Regents Of The University Of Colorado
    Denver, CO
  • 05/2018 → 08/2018
    Morgan Stanley
    Colorado Springs, CO
  • 05/2019 → 08/2019
    Morgan Stanley
    Colorado Springs, CO
  • 07/2011 → 05/2021
    Full Time Education
    Pueblo, CO
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2021-10-11

View on SEC IAPD

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Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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