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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-10
KY RA APPROVED 2026-02-25
  • TX RA
    APPROVED
    Since 2026-06-10
  • KY RA
    APPROVED
    Since 2026-02-25

Branch Locations

489 East Main, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lexington KY 04/2018 02/2026
World Of Beer Lexington KY 10/2017 04/2018
Starbucks Nicholasville KY 10/2015 12/2017
Bank Of America, N.A. Lexington KY 07/2018 02/2026
Raymond James & Associates Lexington KY 02/2026 Present
  • 04/2018 → 02/2026
    Lexington, KY
  • 10/2017 → 04/2018
    World Of Beer
    Lexington, KY
  • 10/2015 → 12/2017
    Starbucks
    Nicholasville, KY
  • 07/2018 → 02/2026
    Bank Of America, N.A.
    Lexington, KY
  • 02/2026 → Present
    Raymond James & Associates
    Lexington, KY
Previous Registrations
  • 2018-08-14 → 2026-02-27
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Fort Lauderdale, FL
    Louisville, KY
    Louisville, KY
    Lexington, KY
    Franklin, TN
    Louisville, KY
    Lexington, KY
    Marietta, GA
    Lexington, KY
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-13
  • S66 Uniform Combined State Law Examination
    2018-08-13
Other Names
  • Robert Mitchell
  • Rob Mitchell

View on SEC IAPD

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