Andrew Morgan Galewski

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-25
CA	RA	APPROVED	2009-03-17

TX RA
APPROVED_RES

Since 2009-06-25
CA RA
APPROVED

Since 2009-03-17

Branch Locations

1200 Prospect St Suite 100, La Jolla, CA 92038 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	La Jolla	CA	03/2009	Present

03/2009 → Present

Ubs Financial Services Inc

La Jolla, CA

Previous Registrations

2002-08-28 → 2009-04-02

Citigroup Global Markets Inc.

La Jolla, CA

La Jolla, CA
1999-05-11 → 2002-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Other Businesses

The R Family Trust,Revocable family trust,San DiegoCA,Successor TrusteeStart date -12/31/2035

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-04-30

S66 Uniform Combined State Law Examination

1999-04-30

Other Names

Andrew M Galewski

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews