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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 04/2018 | Present |
| Navigator Credit Union | Pascagoula | MS | 09/2016 | Present |
| Merchants & Marine Bank | Pascagoula | MS | 07/2015 | 09/2016 |
| Lpl Financial Llc | Moss Point | MS | 05/2022 | Present |
1)05/18/2022 - NCU Wealth Management-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Registered Admin 2)05/18/2022 - No Business Name -Investment Related - At Reported Business Location(s)- Notary- Notary- Start Date - 1/22/2020- 8 Hours Per Month/8 Hours During Securities Trading - Time Spent 5% 3)05/18/2022 - Navigator Credit Union - Investment Related - At Reported Business Location(s)- Financial Institution Duty- Licensed Sales Assistant - Start Date - 9/2016- 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
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