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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED_RES | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Investment Services, Inc. | Diamondhaed | MS | 10/2006 | 08/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Biloxi | MS | 08/2022 | Present |
| Hancock Whitney Bank | Biloxi | MS | 10/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-21 |
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