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Nathan Dwayne Roberts

Cetera Investment Advisers LLC

Pascagoula, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-07-01
  • MS RA
    APPROVED
    Since 2026-07-01

Branch Locations

1010 Denny Avenue, Pascagoula, MS 39567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2016 04/2017
Wells Fargo Clearing Services, Llc. Ocean Springs MS 04/2017 12/2019
Wells Fargo Bank Na Ocean Springs MS 04/2017 12/2019
Cuna Brokerage Services, Inc Waverly IA 12/2019 05/2022
Cuna Mutual Group Waverly IA 12/2019 05/2022
Lpl Financial Llc Biloxi MS 05/2022 06/2026
Cetera Investment Services Llc Saint Cloud MN 07/2026 Present
Cetera Investment Advisers Llc Pascagoula MS 07/2026 Present
Hancock Whitney Bank Pascagoula MS 07/2026 Present
  • 09/2016 → 04/2017
    Axa Advisors, Llc
    New York, NY
  • 04/2017 → 12/2019
    Wells Fargo Clearing Services, Llc.
    Ocean Springs, MS
  • 04/2017 → 12/2019
    Wells Fargo Bank Na
    Ocean Springs, MS
  • 12/2019 → 05/2022
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 12/2019 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → 06/2026
    Lpl Financial Llc
    Biloxi, MS
  • 07/2026 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2026 → Present
    Cetera Investment Advisers Llc
    Pascagoula, MS
  • 07/2026 → Present
    Hancock Whitney Bank
    Pascagoula, MS
Previous Registrations
  • 2022-05-18 → 2026-07-25
    Lpl Financial Llc
    Biloxi, MS
  • 2019-12-23 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Biloxi, MS
Other Businesses

1. E&B ENTERPRISES LLC, REAL ESTATE, 1% OWNER, LESS THAN 1/HR/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-30
S63 Uniform Securities Agent State Law Examination 2014-01-04
  • S65 Uniform Investment Adviser Law Examination
    2019-11-30
  • S63 Uniform Securities Agent State Law Examination
    2014-01-04
Other Names
  • Nathan Roberts
  • Nathan Dwayne Roberts

View on SEC IAPD

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VERUS CAPITAL PARTNERS, LLC

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MATTHEW JASON LOOMIS
Paul Joseph Blackwell
Ronald Burris Simmons
Kimberlee Elizabeth Alexander
VICTORIA E MOLINO
MARTHA GREGORY WEAVER

Other Offices

EDWARD JONES · PASCAGOULA, MS
CETERA INVESTMENT ADVISERS LLC · PASCAGOULA, MS
EDWARD JONES · PASCAGOULA, MS
LPL FINANCIAL LLC · PASCAGOULA, MS
ICOM ADVISORS, LLC · Pascagoula, MS
LPL FINANCIAL LLC · MOSS POINT, MS
EDWARD JONES · GAUTIER, MS
OSAIC WEALTH, INC. · GAUTIER, MS

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