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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-11
MS RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2026-06-11
  • MS RA
    APPROVED
    Since 2022-05-18

Branch Locations

6012 Highway 63, Moss Point, MS 39563 • United States

2515 Schillinger Road S, Mobile, AL 36695 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 02/2005 05/2022
Cuna Brokerage Services, Inc. Waverly IA 02/2005 05/2022
Lpl Financial Llc Moss Point MS 05/2022 Present
  • 02/2005 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 02/2005 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Moss Point, MS
Previous Registrations
  • 2005-02-16 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Moss Point, MS
    Moss Point, MS
    Moss Point , MS
  • 2000-02-09 → 2005-01-31
    Waddell & Reed
    Mobile, AL
Other Businesses

1. 05-18-2022-NCU Wealth Management- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 1999-12-14
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14

View on SEC IAPD

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