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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-01
  • MS RA
    APPROVED
    Since 2025-01-01

Branch Locations

633 Delmas Ave. Suite B, Pascagoula, MS 39567 • United States

610 West Pine St. Suite 3, Hattiesburg, MS 39401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services Pascagoula MS 03/2013 06/2023
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 06/2016 06/2023
Lpl Financial Llc Pascagoula MS 07/2023 Present
  • 03/2013 → 06/2023
    Sterne Agee Financial Services
    Pascagoula, MS
  • 06/2016 → 06/2023
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 07/2023 → Present
    Pascagoula, MS
Previous Registrations
  • 2016-06-30 → 2023-06-26
    Pascagoula, MS
    Birmingham, AL
  • 2014-03-07 → 2016-06-30
    Intl Advisory Consultants Inc.
    Pascagoula, MS
  • 2008-01-01 → 2012-11-01
    Mobile, AL
    Pascagoula, MS
  • 2004-07-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Pascagoula, MS
    Pascagoula, MS
    St. Louis, MO
  • 2004-02-20 → 2004-07-27
    Mobile, AL
  • 2003-01-23 → 2004-02-23
    Morgan Stanley Dw Inc.
    Mobile, AL
Other Businesses

1) 07/2023 - REYNOLDS - BRADSHAW & ASSOCIATES - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1997-10-24
  • S65 Uniform Investment Adviser Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-24
Other Names
  • Martha Gayle Gregory
  • Martha Gregory Bradshaw

View on SEC IAPD

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