Kenneth Harlon Neal

Current Employers

Employment History

• 09/2012 → 02/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC
• 12/2012 → 02/2019
  Bank Of America, N.A.
  Wilson, NC
• 02/2019 → Present
  Janney Montgomery Scott Llc
  Goldsboro, NC
• 08/2025 → Present
  Curtis Media Group
  Raleigh, NC

Previous Registrations

• 2012-10-02 → 2019-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC
• 2006-09-27 → 2012-10-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Goldsboro, NC
  Raleigh, NC
  Raleigh, NC
• 2003-11-12 → 2006-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC
  Wilson, NC
• 2001-10-22 → 2003-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC

Other Businesses

1) DBC Radio; Color commentary for Kinston High Boys Varsity Basketball games; 1361 Colony Dr. New Bern, NC 28562; Start date: 12/06/2019; compensated $100 per game; 8hr/month; Investment-related 2) Wayne County Chamber of Commerce, Goldsboro, NC; Not Investment Related; Title/Position: Board of Directors; Duties: Assist with marketing of the chamber and promotion in the community; Start 01/2022; Devotes 2 hours/month; Not compensated. 3) Curtis Media Group, Raleigh, NC; Color Commentary for High School football games; 08/2025; Compensated, 9 hrs./month, not investment-related. 4) Wayne County Chamber of Commerce, Goldsboro, NC. Board Member and Co-Chairman for 01/2024 and then Chairman of the Board in 2025 -duties are to assist in promoting the Wayne County Chamber in the community. Not compensated, not investment related, 6 hours/month. 5) Wayne County Chamber of Commerce, Goldsboro, NC. Chairperson of the Board of Directors (01/2025) - run the meetings for the board of directors and oversee the executive and finance committees. Not compensated, not investment related, 30 hour/month. 6) A&S Worrell Foundation, Goldsboro, NC. Board Member (04/2026) - Board serve to carry out mission to empower underserved youth and families in Wayne County. Not investment related, not compensated, 2 hours/month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-25
• S63 Uniform Securities Agent State Law Examination
  1999-03-18

Other Names

• Kenneth Harlon Neal
• Kenneth Harlon Neal