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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-01 |
Branch Locations
204 Malloy Street Suite B, Goldsboro, NC 27534 • United States
4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc. | Goldsboro | NC | 03/2008 | 08/2017 |
| Raymond James Financial Services Advisors, Inc. | Goldsboro | NC | 01/2009 | 08/2017 |
| Goldsboro Securities, Llc | Goldsboro | NC | 07/2003 | 08/2017 |
| Raymond James | Pensacola | FL | 07/2007 | 08/2017 |
| Janney Montgomery Scott Llc | Goldsboro | NC | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-30 |
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