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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-01
  • NC RA
    APPROVED
    Since 2017-08-01

Branch Locations

204 Malloy Street Suite B, Goldsboro, NC 27534 • United States

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc. Goldsboro NC 03/2008 08/2017
Raymond James Financial Services Advisors, Inc. Goldsboro NC 01/2009 08/2017
Goldsboro Securities, Llc Goldsboro NC 07/2003 08/2017
Raymond James Pensacola FL 07/2007 08/2017
Janney Montgomery Scott Llc Goldsboro NC 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-30
  • S66 Uniform Combined State Law Examination
    2008-05-30
Other Names
  • Athena Theresa Doty

View on SEC IAPD

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