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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-21
TX RA APPROVED 2023-09-08
  • NC RA
    APPROVED
    Since 2023-09-21
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

204 Malloy Street Suite B, Goldsboro, NC 27534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Goldsboro NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Goldsboro NC 11/2016 09/2023
Janney Montgomery Scott Llc Goldsboro NC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-22
  • S66 Uniform Combined State Law Examination
    2004-09-22
Designations

View on SEC IAPD

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