Jimmy Ray Hare

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Goldsboro, NC
• 11/2016 → 02/2020
  Wells Fargo Clearing Services, Llc
  Goldsboro, NC
• 02/2020 → Present
  Janney Montgomery Scott Llc
  Goldsboro, NC
• 01/2017 → Present
  Pleasant Hill Free Will Baptist Church
  Pikeville, NC

Previous Registrations

• 2003-04-02 → 2020-03-04
  Wells Fargo Clearing Services, Llc
  Goldsboro, NC

Other Businesses

1) Wayne Pregnancy Center; Assist mothers to be and new moms with classes and materials to assist with new borns; 3501 East Ash St., Goldsboro, NC 27534; Start date: 06/012017; Board member; review business center and HLPE plan for future needs; 2hr/month; not investment-related

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-31
• S63 Uniform Securities Agent State Law Examination
  1988-06-10

Other Names

• J Ray Hare