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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-03 |
| NC | RA | APPROVED | 2020-02-27 |
Branch Locations
204 Malloy Street Suite B, Goldsboro, NC 27534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Goldsboro | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Goldsboro | NC | 11/2016 | 02/2020 |
| Janney Montgomery Scott Llc | Goldsboro | NC | 02/2020 | Present |
| Pleasant Hill Free Will Baptist Church | Pikeville | NC | 01/2017 | Present |
1) Wayne Pregnancy Center; Assist mothers to be and new moms with classes and materials to assist with new borns; 3501 East Ash St., Goldsboro, NC 27534; Start date: 06/012017; Board member; review business center and HLPE plan for future needs; 2hr/month; not investment-related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-10 |
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