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Helen Nathalie Perez

Wang Financial, LLC

Santa Barbara, CA

CRD 6931832

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Employer firm

Wang Financial, LLC CRD 167570

$70.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • HOURLY-RATE TAX/ESTATE PLANNING ADVICE & FIDUCIARY ADVISORY SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Wang Financial, Llc

1114 State Street Suite 300, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-27
  • CA RA
    APPROVED
    Since 2018-03-27

Branch Locations

1114 State Street Suite 300, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bergquist Wang, Llc Santa Barbara CA 04/2013 Present
  • 04/2013 → Present
    Bergquist Wang, Llc
    Santa Barbara, CA
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

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CLAYTON ROBERT GIBSON

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA

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