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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-24 |
| FL | RA | APPROVED | 2021-01-14 |
| MI | RA | APPROVED | 2019-10-18 |
Branch Locations
4625 Beckley Road, Building 200, Battle Creek, MI 49015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Firekeeper'S Casino | Battle Creek | MI | 07/2009 | 09/2016 |
| Gallagher Uniform | Battle Creek | MI | 09/2016 | 03/2018 |
| J.J.B. Hilliard Wl Lyons | Battle Creek | MI | 03/2018 | 03/2019 |
| Jjb Hilliard Wl Lyons Llc | Battle Creek | MI | 03/2019 | Present |
| Robert W. Baird & Co. Incorporated | Battle Creek | MI | 10/2019 | Present |
Name/Address: Battle Creek Community Foundation 32 West Michigan Avenue, Suite 1 Battle Creek MI 49017 Start Date: 3/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Investment/Finance Committee Investment Related Name/Address: Bar None Vending LLC, 11622 4 Mile Rd, Battle Creek, MI 49015 Start Date: 7/15/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: Co-Owner Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
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