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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-28 |
| WI | RA | APPROVED | 2018-04-12 |
| MI | RA | APPROVED | 2018-03-02 |
| TX | RA | APPROVED | 2018-03-02 |
Branch Locations
15164 S. Helmer Road Suite B, Battle Creek, MI 49015 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Battle Creek | MI | 01/2001 | 03/2018 |
| Janney Montgomery Scott Llc | Battle Creek | MI | 03/2018 | 08/2022 |
| Janney Montgomery Scott Llc | Battle Creek | MI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-27 |
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