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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-04-12
MI RA APPROVED 2018-03-02
TX RA APPROVED 2018-03-02
  • WI RA
    APPROVED
    Since 2018-04-12
  • MI RA
    APPROVED
    Since 2018-03-02
  • TX RA
    APPROVED
    Since 2018-03-02

Branch Locations

15164 S. Helmer Road Suite B, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Battle Creek MI 02/2005 03/2018
Janney Montgomery Scott Llc Battle Creek MI 03/2018 03/2018
Janney Montgomery Scott Llc Battle Creek MI 03/2018 08/2022
Janney Montgomery Scott Llc Battle Creek MI 08/2022 Present
Previous Registrations
Other Businesses

Battle Creek AMBUCS (American Business Clubs), P.O. Box 2185, Battle Creek, MI 49016; Not investment related; Nature: This is a charity/service/non-profit club/group; Position: Club Member; Duties: Help with small fundraising activities, attend weekly lunch meetings, and participate in social activities - funds raised help people with disabilities; Devotes 4 hours/month; Not compensated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-13
  • S66 Uniform Combined State Law Examination
    2005-05-13

View on SEC IAPD

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