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James E Barber

Janney Montgomery Scott LLC

Battle Creek, MI

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-30
MI RA APPROVED 2026-02-22
  • TX RA
    APPROVED
    Since 2026-04-30
  • MI RA
    APPROVED
    Since 2026-02-22

Branch Locations

15164 S. Helmer Road Suite B, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc La Vista NE 02/2013 04/2021
Berkshire Hathaway Homeservices Kalamazoo MI 04/2021 11/2025
Unemployed Portage MI 11/2025 12/2025
Janney Montgomery Scott Llc. Battle Creek MI 01/2026 Present
  • 02/2013 → 04/2021
    Securities America Inc
    La Vista, NE
  • 04/2021 → 11/2025
    Berkshire Hathaway Homeservices
    Kalamazoo, MI
  • 11/2025 → 12/2025
    Unemployed
    Portage, MI
  • 01/2026 → Present
    Janney Montgomery Scott Llc.
    Battle Creek, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2011-07-25
  • S66 Uniform Combined State Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2011-07-25

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
ROBERT W. BAIRD & CO. INCORPORATED
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MICHAEL DAVID OURSLER
Travis Glenn Morse
RENEE JEAN GILES
PAUL ELMER TOWNSEND
MATTHEW JOHN BUIKEMA
Tina Renea Perry
Kristin Lynne Wykoski
SHAUN MICHAEL FISCHER

Other Offices

EDWARD JONES · BATTLE CREEK, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Battle Creek, MI
PNC WEALTH MANAGEMENT LLC · Battle Creek, MI
AMERIPRISE FINANCIAL SERVICES, LLC · BATTLE CREEK, MI
CETERA INVESTMENT ADVISERS LLC · Battle Creek, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, MI
RAYMOND JAMES & ASSOCIATES, INC. · Springfield, MI
EDWARD JONES · BATTLE CREEK, MI

More in Battle Creek, MI

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