Best Investors Account Sign in

James E Barber

Janney Montgomery Scott LLC

Battle Creek, MI

CRD 5939338

Claim This Profile
Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-30
MI RA APPROVED 2026-02-22
  • TX RA
    APPROVED
    Since 2026-04-30
  • MI RA
    APPROVED
    Since 2026-02-22

Branch Locations

15164 S. Helmer Road Suite B, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc La Vista NE 02/2013 04/2021
Berkshire Hathaway Homeservices Kalamazoo MI 04/2021 11/2025
Unemployed Portage MI 11/2025 12/2025
Janney Montgomery Scott Llc. Battle Creek MI 01/2026 Present
  • 02/2013 → 04/2021
    Securities America Inc
    La Vista, NE
  • 04/2021 → 11/2025
    Berkshire Hathaway Homeservices
    Kalamazoo, MI
  • 11/2025 → 12/2025
    Unemployed
    Portage, MI
  • 01/2026 → Present
    Janney Montgomery Scott Llc.
    Battle Creek, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2011-07-25
  • S66 Uniform Combined State Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2011-07-25

View on SEC IAPD

Nearby Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC

Nearby Investors

MICHAEL DAVID OURSLER
Travis Glenn Morse
RENEE JEAN GILES

Nearby Offices

EDWARD JONES · BATTLE CREEK, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Battle Creek, MI
PNC WEALTH MANAGEMENT LLC · Battle Creek, MI

More in Battle Creek, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor