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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-04-12 |
| MI | RA | APPROVED | 2018-03-07 |
| TX | RA | APPROVED | 2018-03-02 |
Branch Locations
15164 S. Helmer Road Suite B, Battle Creek, MI 49015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Battle Creek | MI | 07/2004 | 03/2018 |
| Janney Montgomery Scott Llc | Battle Creek | MI | 03/2018 | Present |
Baseball coach; coaching youth baseball that requires collection of funds for each family. I would turn into Finance director on the board (I'm just a coach); 83 Hickory lane, Battle Creek, MI 49015; Start date: 01/01/2019; coach 1 of the teams in the organization; 1hrs/month; 0.10hrs/day; New board leadership that asked coaches collect money that pays for uniforms, tournaments, practice facility; Not Investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-03 |
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