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Michael Oakley

Ubs Financial Services Inc.

Minneapolis, MN

Nw Andover, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-07
MN RA APPROVED 2021-12-22
  • TX RA
    APPROVED
    Since 2022-02-07
  • MN RA
    APPROVED
    Since 2021-12-22

Branch Locations

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

Nw Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Minneapolis MN 08/2021 Present
Bank Of America Minneapolis MN 05/2019 07/2021
Bank Of America Boston MA 07/2018 05/2019
United States Air Force Hanscom Afb MA 05/2012 07/2018
  • 08/2021 → Present
    Ubs Financial Services
    Minneapolis, MN
  • 05/2019 → 07/2021
    Bank Of America
    Minneapolis, MN
  • 07/2018 → 05/2019
    Bank Of America
    Boston, MA
  • 05/2012 → 07/2018
    United States Air Force
    Hanscom Afb, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-22
  • S66 Uniform Combined State Law Examination
    2021-12-22

View on SEC IAPD

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