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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| TN | RA | APPROVED | 2024-11-12 |
| GA | RA | APPROVED | 2022-03-03 |
Branch Locations
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
3611 Hacks Cross Rd, Memphis, TN 38125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 03/2018 | 07/2018 |
| Wells Fargo Bank | Atlanta | GA | 04/2017 | 12/2017 |
| Wells Fargo Bank | Birmingham | AL | 04/2015 | 04/2017 |
| Fsc Securities | Atlanta | GA | 07/2018 | 12/2018 |
| Morgan Stanley | Atlanta | GA | 01/2019 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 03/2020 | 01/2022 |
| Bank Of America, N.A. | Alpharetta | GA | 03/2020 | 01/2022 |
| Publix Super Markets Inc | Helena | AL | 11/2016 | 01/2017 |
| Wells Fargo Bank, Na | Stone Mountain | GA | 02/2022 | Present |
| Wells Fargo Clearing Services, Llc | Stone Mountain | GA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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