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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2002-07-01 |
Branch Locations
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Morganton | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Morganton | NC | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; MORGANTON,NC; 100% OWNERSHIP; START DATE 04/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY - 134 WEST UNION STREET ; INV RELATED;MORGANTON,NC; RETAIL RENTAL PROPERTY;50% OWNERSHIP; START DATE: 9/1/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-29 |
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