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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-11-03 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
New Richmond, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | New Prague | MN | 03/2008 | 05/2019 |
| Papa Murphys | Lakeville | MN | 09/2014 | 08/2017 |
| Mens Warehouse | Duluth | MN | 02/2018 | 11/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2018 | 09/2018 |
| Northwestern Mutual Investment Services Llc | Duluth | MN | 05/2019 | 08/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2020 | 08/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 09/2022 | Present |
Name of Activity: Operating aquarium retail; Date Activity Started/Modified:2026-04-13; Address of Activity: 1872 Cypress tri; Type of Activity:Retail Sales; Describe if any other Activity:; Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Relationship:; Responsibilities: raise fish/plants. Manufacture goods/sales; Total Hours Per Month: 40 to 60; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-02 |
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