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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-10-24 |
Branch Locations
4353 Upton Ave S Suite 103, Minneapolis, MN 55410 • United States
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nightingale | Minneapolis | MN | 10/2012 | 02/2018 |
| Centered Wealth | Minneapolis | MN | 02/2018 | Present |
| Vanderbilt Advisory Services | Minneapolis | MN | 10/2019 | Present |
| Vanderbilt Securities Llc | Minneapolis | MN | 03/2018 | Present |
(1) Centered Wealth. Not investment related. Start date:10/01/2019. Address: 4353 Upton Ave S #3 Minneapolis, MN 55410. Title: Agent. Duties: Assist with fixed insurance needs analysis and assist with applications and placement process. Not typically listed as agent. (Usually business is placed with Jina Penn-Tracy as agent.) Licensed in MN for Health and Life insurance. Time spent during regular business hours - 5%. (2) Centered Wealth. Investment related. Start date:09/01/2019. Address: 4353 Upton Ave S #3 Minneapolis, MN 55410. Title: Financial Advisor (V.A.S.). Duties: Centered Wealth is the DBA for our collective group. My duties are to my clients as their financial advisor and other operational support and company management. Time spent during regular business hours - 70%. (3) Notary. Not investment related. Start date: 03/15/2022. Address: 4353 Upton Ave S #3 Minneapolis, MN 55410. Title: Notary. Duties: Provide public notary service as requested only for forms not related to I.A.R. business. A notary seal cannot be used on any form for which I have a potential direct or indirect financial consideration. Time spent during regular hours: 0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-19 |
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