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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-10-24
  • MN RA
    APPROVED
    Since 2019-10-24

Branch Locations

4353 Upton Ave S Suite 103, Minneapolis, MN 55410 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nightingale Minneapolis MN 10/2012 02/2018
Centered Wealth Minneapolis MN 02/2018 Present
Vanderbilt Advisory Services Minneapolis MN 10/2019 Present
Vanderbilt Securities Llc Minneapolis MN 03/2018 Present
  • 10/2012 → 02/2018
    Nightingale
    Minneapolis, MN
  • 02/2018 → Present
    Centered Wealth
    Minneapolis, MN
  • 10/2019 → Present
    Minneapolis, MN
  • 03/2018 → Present
    Vanderbilt Securities Llc
    Minneapolis, MN
Other Businesses

(1) Centered Wealth. Not investment related. Start date:10/01/2019. Address: 4353 Upton Ave S #3 Minneapolis, MN 55410. Title: Agent. Duties: Assist with fixed insurance needs analysis and assist with applications and placement process. Not typically listed as agent. (Usually business is placed with Jina Penn-Tracy as agent.) Licensed in MN for Health and Life insurance. Time spent during regular business hours - 5%. (2) Centered Wealth. Investment related. Start date:09/01/2019. Address: 4353 Upton Ave S #3 Minneapolis, MN 55410. Title: Financial Advisor (V.A.S.). Duties: Centered Wealth is the DBA for our collective group. My duties are to my clients as their financial advisor and other operational support and company management. Time spent during regular business hours - 70%. (3) Notary. Not investment related. Start date: 03/15/2022. Address: 4353 Upton Ave S #3 Minneapolis, MN 55410. Title: Notary. Duties: Provide public notary service as requested only for forms not related to I.A.R. business. A notary seal cannot be used on any form for which I have a potential direct or indirect financial consideration. Time spent during regular hours: 0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-19
  • S65 Uniform Investment Adviser Law Examination
    2019-09-19
Other Names
  • Anya Sophia Penn

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