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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-14 |
| OH | RA | APPROVED | 2022-04-27 |
Branch Locations
7150 W Central Ave Suite 100, Toledo, OH 43617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transfirst | Broomfield | CO | 05/2016 | 10/2016 |
| Unemployed | Denver | CO | 10/2017 | 02/2018 |
| University Of Phoenix | Phoenix/ Online | AZ | 02/2016 | 10/2017 |
| Fidelity Brokerage Services Llc | Denver | CO | 02/2018 | 10/2020 |
| Croak Asset Management, Llc | Toledo | OH | 11/2020 | 01/2022 |
| Mml Investors Services, Llc | Toledo | OH | 04/2022 | Present |
| Massmutual Life Insurance Company | Toledo | OH | 04/2022 | Present |
NAME: THOMAS GIOVANOLI INV REL: Y ADD: 7150 W CENTRAL AVE SUITE 100 TOLEDO OHIO 43617 NATURE: OUTSIDE INSURANCE POSITION: INSURANCE AGENT START DATE: 11/01/2022 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES & HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-17 |
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