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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-24 |
Branch Locations
45 William St, Wellesley Hills, MA 02481 • United States
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 02/2018 | 08/2021 |
| Bank Of America, N.A. | Pennington | NJ | 02/2018 | 08/2021 |
| Unemployed | Holland | PA | 06/2017 | 01/2018 |
| Verify Brand | Minneapolis | MN | 02/2017 | 05/2017 |
| Acsis Inc. | Marlton | NJ | 09/2015 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 08/2021 | Present |
I*9525 For profit or not for profit: For profit Name of outside business organization: Rental Property Investment related: No Address of business: Philadelphia PA Nature of business: Residential Rental Unit Position, title, association: Landlord Start date of relationship: 1/1/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 I*504226 For profit or not for profit: Name of outside business organization: Walter Sterling Bott Jr Investment related: N Address of business: Philadelphia, Pennsylvania, 19122, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/1/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-11 |
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