Neil Howard Kavo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-26
CO	RA	APPROVED	2015-06-10
FL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-26
CO RA
APPROVED

Since 2015-06-10
FL RA
APPROVED

Since 2009-06-01

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	W. Palm Beach	FL	04/2007	Present
Morgan Stanley Smith Barney	Greenwood Village	CO	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

W. Palm Beach, FL
06/2009 → Present

Morgan Stanley Smith Barney

Greenwood Village, CO
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

W. Palm Beach, FL
1999-05-24 → 2007-04-02

Morgan Stanley Dw Inc.

Wst. Plm Bch, FL

W. Palm Beach, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-04-29

S66 Uniform Combined State Law Examination

1999-04-29

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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